000686 深市 东北证券

股票代码：000686                  股票简称：东北证券              公告编号：2020-047
        东北证券股份有限公司 2020 年半年度报告摘要

重要提示

  （一）本半年度报告摘要来自半年度报告全文，为全面了解本公司的经营成果、财务状况及未来发展规划，投资者应当到证监会指定媒体仔细阅读半年度报告全文。

  （二）没有董事、监事、高级管理人员声明对半年度报告内容的真实性、准确性和完整性无法保证或存在异议。

  （三）本报告经公司第十届董事会第二次会议审议通过，公司 13 名董事均亲自出席了审议本次半年度报告的董事会会议。

  非标准审计意见提示

  不适用。

  董事会审议的报告期普通股利润分配预案或公积金转增股本预案

  不适用 。公司计划不派发现金红利，不送红股，不以公积金转增股本。

  董事会决议通过的本报告期优先股利润分配预案

  不适用。

公司基本情况
◆◇◆一、公司简介

 股票简称                东北证券        股票代码              000686

 股票上市交易所          深圳证券交易所

 联系人和联系方式                  董事会秘书                    证券事务代表

 姓名                                董  曼                          刘  洋

 办公地址                              吉林省长春市生态大街 6666 号 1112 室

 传真                            0431-85096816                0431-85096816

 电话                            0431-85096806              0431-85096806

 电子信箱                        dongm@nesc.cn              yang_liu@nesc.cn

◆◇◆二、主要会计数据和财务指标

  报告期内，公司无需追溯调整或重述以前年度会计数据。
»»（一）主要会计数据（合并报表）

                                        本报告期              上年同期        本报告期比上年同期增减
营业总收入（元）                        3,690,775,532.15    3,879,881,169.27                  -4.87%

归属于上市公司股东的净利润（元）        666,847,878.97      589,740,750.22                  13.07%

归属于上市公司股东的扣除非经常性        655,686,940.90      576,907,744.95                  13.66%
损益的净利润（元）

其他综合收益（元）                        -12,468,588.10        8,278,078.41                -250.62%

经营活动产生的现金流量净额（元）      4,402,965,978.89    4,293,010,292.01                    2.56%

基本每股收益（元/股）                              0.28                0.25                  12.00%

稀释每股收益（元/股）                              0.28                0.25                  12.00%

加权平均净资产收益率                              4.20%              3.90%                  0.30%


                                        本报告期末            上年度末      本报告期末比上年度末增减

资产总额（元）                        68,416,464,514.79    68,217,925,983.72                    0.29%

负债总额（元）                          51,731,859,511.11    52,068,101,464.68                  -0.65%

归属于上市公司股东的净资产（元）      16,002,800,303.18    15,583,479,267.38                    2.69%

»»（二）主要会计数据（母公司）

                                        本报告期              上年同期        本报告期比上年同期增减

营业总收入（元）                      1,768,998,798.88      1,569,094,426.78                  12.74%

净利润（元）                          653,094,938.26        494,522,774.85                  32.07%

其他综合收益（元）                                0.00                  0.00                    0.00

经营活动产生的现金流量净额（元）      3,714,485,213.65      4,313,091,674.56                -13.88%

基本每股收益（元/股）                              0.28                  0.21                  33.33%

稀释每股收益（元/股）                              0.28                  0.21                  33.33%

加权平均净资产收益率                            4.38%                3.46%                  0.92%

                                      本报告期末            上年度末        本报告期末比上年度末增减

资产总额（元）                      63,229,213,620.34    64,916,846,530.45                  -2.60%

负债总额（元）                      48,191,538,205.18    50,298,220,762.05                  -4.19%

所有者权益总额（元）                  15,037,675,415.16    14,618,625,768.40                    2.87%

◆◇◆三、母公司净资本及有关风险控制指标

                                                                                                          单位：（人民币）元

            项目名称                      本报告期末                上年度末        本报告期末比
                                                                                          上年度末增减

 核心净资本                                    9,154,657,988.22      8,832,950,122.28        3.64%

 附属净资本                                    4,577,328,994.11      4,300,000,000.00        6.45%

 净资本                                      13,731,986,982.33      13,132,950,122.28        4.56%

 净资产                                        15,037,675,415.16      14,618,625,768.40        2.87%

 各项风险准备之和                              5,448,066,214.29      5,033,248,443.56        8.24%

 表内外资产总额                              51,326,079,677.26    54,236,068,232.69        -5.37%

 风险覆盖率                                            252.05%              260.92%        -8.87%

 资本杠杆率                                              18.42%                16.84%        1.58%


 流动性覆盖率                                          215.88%              249.89%      -34.01%

 净稳定资金率                                          162.31%              146.14%        16.17%

 净资本/净资产                                          91.32%                89.84%        1.48%

 净资本/负债                                            38.25%                34.77%        3.48%

 净资产/负债                                            41.89%                38.70%        3.19%

 自营权益类证券及其衍生品/净资本                        21.22%                18.30%        2.92%

 自营非权益类证券及其衍生品/净资本                      134.88%              184.68%      -49.80%

◆◇◆四、公司股东数量及持股情况